Compliance Audit Associates was founded with the vision of filling a crucial gap in the market for professional compliance services related to Health and Welfare Employee Benefits Plans. Recognizing the increasing complexity of regulatory requirements and the growing need for unbiased oversight in fiduciary responsibilities, we set out to provide top-tier services that prioritize thoroughness and integrity.
We are dedicated to providing the highest standard of professional compliance services to benefit advisors, clients and partners with integrity and accountability using both proven and innovative methods.
HOW CAN WE HELP YOU?
Analyze all current benefit information using our PlanTraq℠ Software.
Identify any non-compliance issues and present our findings to you.
Develop a compliance plan to alleviate possible future legal issues and financial penalties.
Continual compliance checks are necessary to maintain DOL compliance.
If there are non-benefit compliance issues, we will assist in finding a solution.